More about Listings

Listings contain the search results from a Case. Each Listing shows potential risk identified such as sanctions, watchlists, adverse media, and political exposure.

Listings are grouped together under a Match when multiple Listings describe the same Entity. They help to increase identity resolution on the identified Entity.

Listing Filtering

View a more detailed description of our listings by visiting our AML Compliance Data Overview document. This document will describe the general sourcing of data for the different listings. Visit our Risk Screening Procedures document to see how that data interacts with our platform to produce results.

Types of listings.

1. Warnings: Appears in a public records search.

2. Fitness and Probity: refers to those in senior positions of organizations who need to meet high integrity standards.

3. 4 levels of Politically exposed persons (PEPs)

   • Government Officials

   • Political Party Officials

   • Senior Executives

   • Relatives and Close Associate

4. Adverse Media

   • Financial Crime

   • Violent Crime

   • Sexual Crime

   • Terrorism

   • Fraud

   • Narcotics

   • Other Crime

Adverse Media

Adverse Media is a type of result that may result from an AML search. It lists relevant negative news about a person or business as part of the risk screening process. Sources for adverse media are managed based on reputation and access to proof or documentation. Click here for deeper information on how AI-powered adverse media screening works.

Review each Listing to determine if it is related to your specific KYC Subject and update the Listing Status to Unknown, Accept, or Reject.

Aside from the Adverse Media listings, you may find additional supporting documents for each Listing under the Documents tab.

Documents

Documents associated to a listing will appear in the documents section. The Documents section within a case management result will contain any related documents attached to the listing with a link to the direct publishing source